Counsel Banks on Complex Compliance Issues

Richard Berman has counseled bank management and boards of directors on complex compliance issues, including Regulation O (insider loans) and Regulation W (affiliate transactions). Among his achievements, he has successfully managed the response to OCC and HUD investigations of a mortgage origination platform. He has provided legal and transactional support in resolving problems arising in connection with lending, cash management, escheat and unclaimed property, deposit insurance and public unit deposit matters.