Bradley R. Stark (Non-Attorney)

Bradley R. Stark (Non-Attorney)

Vice President and Compliance Officer, Dinsmore Compliance Services

Biography

Brad carries more than two decades of experience in the financial services industry, where he has held numerous senior compliance and fin-ops roles in the investment adviser and wealth management arenas, including chief compliance officer and OCCO. His background includes the direct oversight and management of rigorous compliance programs, research and development of progressive compliance standards, investment and trading surveillance, procedural writing, project management and customer service. A graduate of Indiana University in Business Management, Brad previously held the FINRA Series 7, 63, 24, and 66 licenses.  

Education

  • Indiana University of Ft. Wayne  (B.S.)
    • Business Management