Charles F. Hertlein, Jr.

Experience

Initial Public Offering

Acted as underwriter's counsel in initial public offering for restaurant.

International Joint Venture Formation

Represented the client in establishing a joint venture with a Canadian firm by means of a license of intellectual property combined with an equity option agreement.

Joint Venture Formation

Served as U.S. counsel to a German company in the establishment of a U.S. joint venture with a U.S. provider of audio-visual systems for cruise ships.

Merger; Stock Purchase; Initial Public Offering

Simultaneous "roll-up" acquisition of seven different CAD/CAM resellers in cash/stock mergers funded by an initial public offering.

Mezzanine Debt Financing

Represented industrial baking company in receipt of mezzanine debt/warrants funding package.

Private Offering of Oil and Gas Drilling Interests

Represented the promoters in the private placement of at-risk drilling interests for Ohio oil and gas.

Private Offering of Oil and Gas Drilling Interests

Represented the promoters in the private placement of at-risk drilling interests for Ohio oil and gas.

Private Placement

Represented a development stage software company in a series of private equity transactions.

Public Debt Call

Represented the issuer of publicly-held debentures in a call and redemption transaction.

Roll-Up Acquisition

Five simultaneous acquisitions of independent, competing ambulance services utilizing various structures (stock purchase, merger, stock exchange) to optimize tax consequences and private placement of equity securities to obtain necessary funding.

Sale of Assets

Represented seller in $9,000,000 sale of lottery.com URL and business to U.K. purchaser.

SBIC Venture Capital Fund Formation

Represented the founders of a venture capital fund in the formation of the fund.

Stock Exchange

Represented the purchaser in the $20,000,000 acquisition of a competing chain of vision correction centers.

Stock Purchase

Represented a publicly-held provider of engineering design software in the cash stock purchase of a data management software company.

Stock Purchase

Represented publicly-held provider of engineering design software in acquisition of competitive product data software company for cash

Stock Purchase

Parties to corporate litigation settled their suit through partial sale, partial spinoff of key property in a stock purchase transaction.

Stock Purchase

Represented the publicly-held purchaser of a Canadian venture-funded software company.

Stock Purchase

Unwinding of a previously-established joint venture through the negotiated buy-out of joint venture party.

Stock Sale

Represented public company in the sale of an $8,000,000 non-core Canadian software subsidiary to Canadian purchasers.

Stock-For-Stock Merger

Sale of publicly-traded company to another publicly-traded company in registered S-4 transaction.