Dinsmore Compliance Services

Municipal Advisers Update

Municipal Advisers Update

Periodically each year, we publish news and insight from the Securities & Exchange Commission cover rules changes and rulings that could impact advisers in their daily dealings with customers:
 


Q4 2017

TOP STORY: Municipal Advisor Exam Results
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Q3 2017

TOP STORY: MSRB Announces Results of Qualifying Examination for Municipal Advisors 
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Q2 2017

TOP STORY: MSRB Issues Compliance Advisory for Municipal Advisors


Q4 2016

TOP STORY: Don't miss these important 2017 MSRB compliance dates
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