Kristin is a vice president and compliance officer with Dinsmore Compliance Services. She has worked in the financial securities industry for more than 20 years, and for the last 15 years has focused exclusively on compliance and risk management.
Previously, she served as the director of compliance for a broker-dealer and was responsible for coordinating and monitoring regulatory filings, audits and instituting effective policies and procedures and risk management procedures.
Her previously held professional licenses include series 7, 24, 63 and 87.
- University of Texas at Austin (B.A., 1996)