Kristin is a vice president and compliance officer with Dinsmore Compliance Services. She has worked in the financial securities industry for over 18 years, and for the last 13 years has focused exclusively on compliance and risk management.
Previously, Kristin served as the director of compliance for a broker-dealer and was responsible for coordinating and monitoring regulatory filings, audits and instituting effective policies and procedures and risk management procedures.
Kristin’s professional licenses include series 7, 24, 63 and 87.
- University of Texas at Austin (B.A., 1996)