SEC Order Granting Temporary Exemptive Relief from Compliance with Rule 13f-2 and Form SHO
December 8, 2025 – Articles
On December 3, 2025 the SEC issued an Order granting temporary exemptive relief from compliance with Rule 13f-2 and Form SHO. Pursuant to Rule 13f-2 an “institutional investment manager” (which by definition includes investment advisers) is required to file...
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