Charles F. Hertlein, Jr.

Experience

Stock-For-Stock Merger

Sale of publicly-traded company to another publicly-traded company in registered S-4 transaction.

Venture Capital Financing

Represented a small public company in a $10,000,000 private investment public equity, or "PIPE", financing.

Stock-for-Stock Tax Free Merger

Represented a large publicly-held savings and loan holding company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.

Mezzanine Debt Financing

Represented industrial baking company in receipt of mezzanine debt/warrants funding package.

Venture Capital Financing

Represented the company in obtaining $3,000,000 in "D" round preferred stock financing from venture funds.

Stock Sale

Represented public company in the sale of an $8,000,000 non-core Canadian software subsidiary to Canadian purchasers.

Initial Public Offering

Acted as underwriter's counsel in initial public offering for restaurant.

Venture Capital Financing

Represented B2B e-commerce seller of promotional goods seeking $2,000,000 in first round venture capital funding.

Private Offering of Oil and Gas Drilling Interests

Represented the promoters in the private placement of at-risk drilling interests for Ohio oil and gas.

Subordinated Debt and Equity Capital Infusion

Private placement of convertible debt, preferred equity and warrant package.

Merger; Stock Purchase; Initial Public Offering

Simultaneous "roll-up" acquisition of seven different CAD/CAM resellers in cash/stock mergers funded by an initial public offering.

Private Offering of Oil and Gas Drilling Interests

Represented the promoters in the private placement of at-risk drilling interests for Ohio oil and gas.

Private Placement

Represented a development stage software company in a series of private equity transactions.

Stock Purchase

Parties to corporate litigation settled their suit through partial sale, partial spinoff of key property in a stock purchase transaction.

Subordinated Debt and Equity Capital Infusion

Private placement of convertible debt, preferred equity and warrant package.

Asset Sale

Represented high security printing company and owners in the sale of the business and assets to a private equity fund.

Joint Venture Formation

Served as U.S. counsel to a German company in the establishment of a U.S. joint venture with a U.S. provider of audio-visual systems for cruise ships.

Stock Purchase

Represented publicly-held provider of engineering design software in acquisition of competitive product data software company for cash

Venture Capital Investment

Represented management consulting firm in receipt of capital investment from Goldman Sachs.

Asset Purchase

Represented Tier 2 automotive parts manufacturer in $23,000,000 purchase of automotive plastic plating business.

Asset Sale

Represented the seller of a signage manufacturing business to a private equity fund.

Stock Purchase

Represented a publicly-held provider of engineering design software in the cash stock purchase of a data management software company.