Experience
Private Placement
Represented a development stage software company in a series of private equity transactions.
Public Debt Call
Represented the issuer of publicly-held debentures in a call and redemption transaction.
Recapitalization
Represented registered investment advisor in recapitalization transaction.
Roll-Up Acquisition
Five simultaneous acquisitions of independent, competing ambulance services utilizing various structures (stock purchase, merger, stock exchange) to optimize tax consequences and private placement of equity securities to obtain necessary funding.
Sale of Assets
Represented seller in $9,000,000 sale of lottery.com URL and business to U.K. purchaser.
Sale of Company
We represented Huffy Corporation in the sale of Washington Inventory Service.
SBIC Venture Capital Fund Formation
Represented the founders of a venture capital fund in the formation of the fund.
Secondary Public Stock Offering
Acted as issuer's counsel in secondary public offering.
Stock Exchange
Acquired complementary Internet-based business by stock exchange.
Stock Exchange
Represented the purchaser in the $20,000,000 acquisition of a competing chain of vision correction centers.
Stock Purchase
Represented a publicly-held provider of engineering design software in the cash stock purchase of a data management software company.
Stock Purchase
Represented publicly-held provider of engineering design software in acquisition of competitive product data software company for cash
Stock Purchase
Parties to corporate litigation settled their suit through partial sale, partial spinoff of key property in a stock purchase transaction.
Stock Purchase
Represented purchaser of proprietary "virtual paper" developer.
Stock Purchase
Represented the management team of a family-owned corporation in a management buyout from the family using third party private equity funding.
Stock Purchase
Represented the publicly-held purchaser of a Canadian venture-funded software company.
Stock Purchase
Unwinding of a previously-established joint venture through the negotiated buy-out of joint venture party.
Stock Purchase for Cash
Leveraged management buyout (LBO) of company from parent corporation.
Stock Purchase for Cash
Purchase of competitive product data software company.
Stock Sale
Represented public company in the sale of an $8,000,000 non-core Canadian software subsidiary to Canadian purchasers.
Stock-for-Stock Merger
Product line fill-in by means of tax-free all stock merger.
Stock-For-Stock Merger
Sale of publicly-traded company to another publicly-traded company in registered S-4 transaction.
Stock-for-Stock Tax Free Merger
Represented a large publicly-held savings and loan holding company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.
Stock-for-Stock Tax Free Merger
Represented a publicly-held savings and loan company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.
Subordinated Debt and Equity Capital Infusion
Private placement of convertible debt, preferred equity and warrant package.
Subordinated Debt and Equity Capital Infusion
Private placement of convertible debt, preferred equity and warrant package.
Venture Capital Financing
Represented B2B e-commerce seller of promotional goods seeking $2,000,000 in first round venture capital funding.
Venture Capital Financing
Represented the company in obtaining $3,000,000 in "D" round preferred stock financing from venture funds.
Venture Capital Financing
Represented a small public company in a $10,000,000 private investment public equity, or "PIPE", financing.
Venture Capital Financing
Represented venture capital fund with focus on minority-owned businesses in early round convertible debentures and warrants.
- Page 2 of 3