Publications February 12, 2018 – Insight SEC Office of Compliance Inspections and Examinations Issues 2018 National Exam Program Examination Priorities INVESTMENT ADVISERS SPECIAL UPDATE February 12, 2018 – Newsletters SEC Releases Update to 2018 Agenda of Regulatory Priorities INVESTMENT ADVISERS UPDATE Q4 2017 February 8, 2018 – Newsletters Q4 2017: Municipal Advisor Exam Results MUNICIPAL ADVISERS QUARTERLY UPDATE Page 3 of 3 Previous
February 12, 2018 – Insight SEC Office of Compliance Inspections and Examinations Issues 2018 National Exam Program Examination Priorities INVESTMENT ADVISERS SPECIAL UPDATE
February 12, 2018 – Newsletters SEC Releases Update to 2018 Agenda of Regulatory Priorities INVESTMENT ADVISERS UPDATE Q4 2017
February 8, 2018 – Newsletters Q4 2017: Municipal Advisor Exam Results MUNICIPAL ADVISERS QUARTERLY UPDATE