Experience Charles F. Hertlein, Jr.

Experience

Hedge Fund Formation

Represented registered investment adviser in forming a $125,000,000 hedge fund specializing in New Zealand and Australian investments.

Asset Sale

Represented a software development company in the sale of business in order to settle litigation between hostile shareholders.

Cash Merger

Acquisition of venture-funded imaging software company by cash merger.

Venture Capital Financing

Represented group venture funds in $15,000,000 "A" round preferred stock financing of North Carolina biotech firm.

Asset Sale

Represented distressed holding company in $30,000,000 divestiture of basketball equipment manufacturing business.

Asset Sale

Represented distressed holding company in $15,000,000 divestiture of non-core services business.

Bankruptcy Emergence, Corporate Restructuring and Financing

Represented Chapter 11 debtor in submission of reorganization plan and receipt of $75,000,000 emergence financing.

Commercial Loan Refinancing

Represented the borrower in a $15,000,000 commercial loan refinancing transaction.

Divesture of Business Units By Chapter 11 Debtor

Represented Chapter 11 debtor in the $25,000,000 sale of numerous non-core businesses in court-approved transaction.

Internal Reorganization

Represented a U.S. company with complex U.S., Canadian and Swiss corporate structure in reorganizing as necessary to preserve U.S. tax benefits from pre-Chapter 11 losses.

Asset Sale

Represented the seller of a Dodge dealership to another dealer group.

Asset Purchase

Represented a private equity fund working with management of a loan defaulted business to buy assets in foreclosure and start a new business.

Sale of Assets

Represented seller in $9,000,000 sale of lottery.com URL and business to U.K. purchaser.

Public Debt Call

Represented the issuer of publicly-held debentures in a call and redemption transaction.

Stock Purchase

Represented the publicly-held purchaser of a Canadian venture-funded software company.

Stock Purchase

Unwinding of a previously-established joint venture through the negotiated buy-out of joint venture party.

Cash Merger

Represented a publicly-held company in the sale of portfolio business to a private equity fund, structured as a cash merger.

Stock Exchange

Represented the purchaser in the $20,000,000 acquisition of a competing chain of vision correction centers.

Asset Purchase

Represented the purchaser of assets of the manufacturer of environmental containment equipment for gas stations which was embroiled in a patent infringement dispute with a hostile third party.

Recapitalization

Represented registered investment advisor in recapitalization transaction.

Stock-for-Stock Tax Free Merger

Represented a publicly-held savings and loan company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.

Debt / Equity Financing

Represented industrial baking company in obtaining a debt / equity funding package.

SBIC Venture Capital Fund Formation

Represented the founders of a venture capital fund in the formation of the fund.

Stock Purchase

Represented the management team of a family-owned corporation in a management buyout from the family using third party private equity funding.

International Joint Venture Formation

Represented the client in establishing a joint venture with a Canadian firm by means of a license of intellectual property combined with an equity option agreement.

Venture Capital Financing

Represented venture capital fund with focus on minority-owned businesses in early round convertible debentures and warrants.

Cash Merger

Sale of publicly-traded company to another publicly-traded company in registered S-4 transaction.

Merger

The Firm provided advice with respect to the Ohio insurance, security, and corporate law requirements applicable to a $2.7 billion merger of insurance companies.

Roll-Up Acquisition

Five simultaneous acquisitions of independent, competing ambulance services utilizing various structures (stock purchase, merger, stock exchange) to optimize tax consequences and private placement of equity securities to obtain necessary funding.

Secondary Public Stock Offering

Acted as issuer's counsel in secondary public offering.

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Charles F. Hertlein, Jr.

Experience

Hedge Fund Formation

Asset Sale

Cash Merger

Venture Capital Financing

Asset Sale

Asset Sale

Bankruptcy Emergence, Corporate Restructuring and Financing

Commercial Loan Refinancing

Divesture of Business Units By Chapter 11 Debtor

Internal Reorganization

Asset Sale

Asset Purchase

Sale of Assets

Public Debt Call

Stock Purchase

Stock Purchase

Cash Merger

Stock Exchange

Asset Purchase

Recapitalization

Stock-for-Stock Tax Free Merger

Debt / Equity Financing

SBIC Venture Capital Fund Formation

Stock Purchase

International Joint Venture Formation

Venture Capital Financing

Cash Merger

Merger

Roll-Up Acquisition

Secondary Public Stock Offering

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