March 2, 2023 – Legal Alerts
SEC Commissioner Discusses Reform to Regulation D
David Lavan, David Lopez-Kurtz & Alex Albers
February 16, 2023 – Analysis
2023’s Proxy Season and Annual Report Guide
David Lavan, Christian Gonzalez, Caitlin Throne, Lindsey Adams and Marisa Bens
February 3, 2023 – Legal Alerts
Listen to Your Critics: SEC Commissioner Considers the Future of Crytpo Regulation at Digital Assets Conference
David A. Lopez-Kurtz and Tanner Dowdy*
December 21, 2022 – Legal Alerts
The SEC Raises the Bar for Insiders and Issuers Regarding Rule 10b5-1 Plans
David J. Lavan and Marisa E. Bens
December 12, 2022 – Articles
Another Block Falls: BlockFi Files for Chapter 11 Protection, Highlighting Need for Crypto Controls
David A. Lopez-Kurtz and Alex Albers
December 8, 2022 – Articles
Now You See It, Now You Don’t: SEC’s Final Rule on Clawback Policies
David J. Lavan and Alex Albers
November 1, 2022 – Articles
FTX Delisting Highlights Howey Risks
David Lopez-Kurtz & Tanner Dowdy*
November 1, 2022 – Articles
State Securities Regulators Target Metaverse Casino
David Lopez-Kurtz & Tanner Dowdy*
October 17, 2022 – Articles
Nation’s Oldest Bank Announces Custody Services for Crypto-Assets
David Lopez-Kurtz and Tanner Dowdy*
October 5, 2022 – Articles
Get Ready! New SEC Disclosure Rules are Coming
David Lavan and Lindsey Adams*
March 18, 2022 – Articles
President Biden Issues Executive Order on Cryptocurrencies, Taking Steps Toward Regulation
David Lopez-Kurtz & Vincent Mora
January 28, 2022 – Articles
A Proxy Season and Annual Report Guide to 2022
David Lavan & P. Danielle Cortez
March 22, 2021 – Articles
ESG as the Prism For Change – the SEC Targets Proxy Voting
David Lavan and Madison Rittley
January 13, 2021 – Insight
A Proxy Season and Annual Report Guide to 2021
David J. Lavan and P. Danielle Cortez
November 5, 2020 – Legal Alerts
SEC Disclosure Requirement Amendments to Regulation S-K: Description of Business, Legal Proceedings, and Risk Factors
David J. Lavan and Bradley M. Thompson
January 7, 2020 – Legal Alerts
A Proxy Season Guide to 2020
David J. Lavan, P. Danielle Cortez and Christian Gonzalez